Regulatory Oversight
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Regulatory Oversight
Financial ombudsman Q1 data shows 40% drop in complaints from CMCs, 80% uphold rates for pensions
Data from the first quarter of financial year 2025/26 from the Financial Ombudsman Service (FOS), published on August 7, shows...
Compliance
Neil Woodford, Woodford Investment Management to appeal £46m FCA fine
The Financial Conduct Authority (FCA) has announced that it is minded to fine Neil Woodford and his eponymous fund management...
Regulatory Oversight
FCA puts industry cost for motor redress at £9-£18bn, says ‘some firms’ broke law
The Financial Conduct Authority (FCA) will consult on a redress scheme for mis-sold motor finance by early October, following Friday’s...
Compliance
FCA takes aim at ‘deceptive design’ practices in online loan market
The UK Financial Conduct Authority (FCA) has issued a report detailing good and bad practice by online and in-app loan...
Regulatory Oversight
EBA: national regulators are falling behind on AML/CFT risks
EU national regulators are falling behind on anti-money laundering and countering the financing of terror (AML/CFT) risks, according to the...
Retail
The FCA sprints towards open finance future, outlines priorities for 2026
The UK’s Financial Conduct Authority (FCA) has released the outcomes of its Open Finance Sprint, which hosted representatives from the...
Regulatory Oversight
FCA reminds insurers of Consumer Duty obligations, publishes market studies
The UK Financial Conduct Authority (FCA) has reminded firms of their Consumer Duty obligations to check that customers understand products,...
Enforcement Actions
Weak bank customer due diligence in spotlight again after Barclays fined £42 million
Barclays was handed two separate fines by the UK Financial Conduct Authority (FCA) yesterday for failures in its financial crime...
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